Since brokerages are often responsible for making financial decision on behalf of their clients, managing trades and stock exchanges in an ethical manner is important. Any suspected violations to the rules and regulations that govern the securities sector could result in the launching of an SEC investigation.
Receiving notice that your brokerage is under SEC investigation can be frightening, but understanding how the process works will allow you to better protect your rights during the course of the investigation.…
These two estate planning instruments represent two different takes when it comes to making plans to deal with your assets after death. Wills have been around for ages, and are considered to be at the front and center of any plans for disposing of an estate. Revocable trusts, on the other hand, are relative newcomers when compared to the will. Read on to find out more.
What to understand about wills and probate…
Opening a restaurant or bar can be a major undertaking. Not only does it require finding the right location and setting up a menu, but there are numerous other hoops to jump through before opening. Obtaining liquor licensing is one of those tasks that needs to be finished before opening for business. Being able to enjoy alcoholic beverages is a must for many customers, and in certain locations a liquor license is an essential part of being successful.…
